Exempt Reporting Adviser
NYCA MANAGEMENT LLC
CRD 172892 · SEC 802-80292
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
3,152 sourced firms · query 321 ms
Exempt Reporting Adviser
NYDAO LTD.
CRD 339330 · SEC 802-134819
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NYL INVESTORS LLC
CRD 169553 · SEC 801-78759
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
O ASSET MANAGEMENT LLC
CRD 336682 · SEC 801-133704
FAIRPORT, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
O'BRIEN CAPITAL MANAGEMENT, INC.
CRD 136100 · SEC 801-120981
NYACK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
O'CONNOR ALTERNATIVE INVESTMENTS, LLC
CRD 336332 · SEC 801-133741
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OAK CREST ADVISORY, LLC
CRD 304255 · SEC 801-123423
ROCHESTER, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OAK HILL ADVISORS, L.P.
CRD 125352 · SEC 801-62894
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OAK HILL CAPITAL MANAGEMENT, LLC
CRD 136656 · SEC 801-64749
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OAKCLIFF PARTNERS LLC
CRD 162325 · SEC 801-113079
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OBERLAND CAPITAL MANAGEMENT LLC
CRD 169109 · SEC 801-87179
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OBERON ASSET MANAGEMENT, LLC
CRD 123494 · SEC 801-71358
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OBRA CAPITAL MANAGEMENT, LLC.
CRD 155231 · SEC 801-71894
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OBRA FUND MANAGEMENT, LLC
CRD 328207 · SEC 801-129207
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OBSIDIAN CIO LLC
CRD 289000 · SEC 801-110874
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OCCAM CAPITAL MANAGEMENT, LLC
CRD 108201 · SEC 801-60137
PITTSFORD, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OCEAN INDEX PARTNERS, LLC
CRD 337950 · SEC 802-134371
CEDARHURST, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OCEANSOUND PARTNERS, LP
CRD 300935 · SEC 801-119173
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OCO CAPITAL PARTNERS LP
CRD 299461 · SEC 801-114449
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OCTAGON CAPITAL ADVISORS LP
CRD 306424 · SEC 801-118554
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026