Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

23,622 sourced firms · query 409 ms

Exempt Reporting Adviser
ASYMMETRIC TECHNOLOGIES, LLC
CRD 319583 · SEC 802-126253
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASYMMETRICAL CAPITAL MANAGEMENT LLC
CRD 318956 · SEC 802-128073
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AT ONE VENTURES OPCO, LLC
CRD 307972 · SEC 802-121031
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATAIROS MANAGEMENT, L.P.
CRD 281947 · SEC 801-106882
BRYN MAWR, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATALA FINANCIAL INC
CRD 318371 · SEC 801-123628
CALABASAS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATALAN CAPITAL PARTNERS, LP
CRD 226714 · SEC 801-100443
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATALANTA SOSNOFF CAPITAL, LLC
CRD 104880 · SEC 801-16739
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATALANTA SOSNOFF MANAGEMENT, LLC
CRD 11085 · SEC 801-22856
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ATARAXIA PARTNERS, LLC
CRD 317485 · SEC 802-128912
PACIFICA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATB CAPITAL MARKETS USA INC.
CRD 155053 · SEC 801-128511
CALGARY, ALBERTA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATCAP PARTNERS, LLC
CRD 158214 · SEC 801-72617
ROCKVILLE, MD
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATEGRA CAPITAL MANAGEMENT, LLC
CRD 164245 · SEC 801-112827
VIENNA, VA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATERIAN INVESTMENT MANAGEMENT, LP
CRD 169302 · SEC 801-78857
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATHENA INVESTMENT MANAGEMENT
CRD 106542 · SEC 801-13100
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATHENA WEALTH MANAGEMENT, LLC
CRD 319373 · SEC 801-130326
RENO, NV
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ATHENS CAPITAL MANAGEMENT LLC
CRD 161885 · SEC 802-75803
SANTA BARBARA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ATHIR CAPITAL LP
CRD 332818 · SEC 802-133944
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ATHOS CAPITAL LIMITED
CRD 287804 · SEC 802-110844
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATHOS PRIVATE WEALTH LLC
CRD 309862 · SEC 801-127736
HOLLADAY, UT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATHYRIUM CAPITAL MANAGEMENT LP
CRD 161528 · SEC 801-73737
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026