Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 308 ms

Reported as registered
OMERS INFRASTRUCTURE AND OMERS INFRASTRUCTURE US
CRD 170309 · SEC 801-79360
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OMNI BRIDGEWAY MANAGEMENT (USA) LLC
CRD 298001 · SEC 801-113996
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONCE CAPITAL MANAGEMENT, LLC
CRD 289714 · SEC 801-120989
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONE HOPPER ASSET MANAGEMENT
CRD 168816 · SEC 801-126078
UTICA, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONE INVESTMENT MANAGEMENT US LLC
CRD 323617 · SEC 801-126888
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONE MADISON GROUP LLC
CRD 320876 · SEC 801-125860
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONE OAK CAPITAL MANAGEMENT, LLC
CRD 170339 · SEC 801-114497
PURCHASE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONE ROCK CAPITAL
CRD 160972 · SEC 801-77096
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONE WILLIAM STREET CAPITAL MANAGEMENT, LP.
CRD 150522 · SEC 801-70264
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONE68 GLOBAL CAPITAL, LLC
CRD 284585 · SEC 801-108692
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONEWELTH INC
CRD 325277 · SEC 801-127559
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONYX BRIDGE WEALTH GROUP LLC
CRD 306097 · SEC 801-118022
TARRYTOWN, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONYXPOINT GLOBAL MANAGEMENT LP
CRD 288356 · SEC 801-111980
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OPAL WEALTH ADVISORS, LLC
CRD 289759 · SEC 801-114223
JERICHO, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OPEN FIELD CAPITAL LLC
CRD 136313 · SEC 801-64621
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OPEN INVESTMENT MANAGEMENT LP
CRD 335678 · SEC 802-134080
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OPENGATE CAPITAL MANAGEMENT, LLC
CRD 213518 · SEC 801-96335
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OPPENHEIMER + CLOSE, LLC
CRD 15168 · SEC 801-34964
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLC
CRD 140485 · SEC 801-66692
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026