Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 180 ms

Exempt Reporting Adviser
SHAKTI CAPITAL, LLC
CRD 315201 · SEC 802-121752
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHAMROCK CAPITAL ADVISORS, LLC
CRD 153100 · SEC 801-74077
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SHANGBAY CAPITAL MANAGEMENT COMPANY, LLC
CRD 312767 · SEC 802-120600
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHARPER & GRANITE LLC
CRD 136719 · SEC 801-96271
EL SEGUNDO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHEPHERD STREET ADVISORS
CRD 306021 · SEC 801-132376
LARKSPUR, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHERMAN ASSET MANAGEMENT, INC.
CRD 170861 · SEC 801-129640
VENTURA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHERWOOD FINANCIAL PARTNERS, LLC
CRD 301329 · SEC 801-123155
WESTLAKE VILLAGE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SHI SANCHEZ CAPITAL MANAGEMENT LLC
CRD 342381 · SEC 802-136346
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SHIELD CAPITAL, LLC
CRD 317447 · SEC 802-122962
BURLINGAME, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHIMA CAPITAL MANAGEMENT LLC
CRD 320929 · SEC 801-126641
IRVINE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHIRA RIDGE WEALTH MANAGEMENT
CRD 117627 · SEC 801-112766
SAN RAFAEL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHORECLIFF ASSET MANAGEMENT COMPANY LLC
CRD 324111 · SEC 801-128115
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHORENSTEIN INVESTMENT ADVISERS LLC
CRD 328584 · SEC 801-129686
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SHOREWIND CAPITAL LLC
CRD 317255 · SEC 802-129617
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHRIER WEALTH MANAGEMENT, LLC
CRD 332673 · SEC 801-131769
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHUM FINANCIAL GROUP, INC.
CRD 285426 · SEC 801-110554
ALAMEDA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHUSTER ADVISORY GROUP, LLC
CRD 170233 · SEC 801-106929
PASADENA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SHV MANAGEMENT, LLC
CRD 172512 · SEC 802-118397
LONG BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SIDEPOCKET INCORPORATED
CRD 312031 · SEC 801-120228
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SIDOXIA CAPITAL MANAGEMENT, LLC
CRD 145969 · SEC 801-133930
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026