Reported as registered
OPPENHEIMER ASSET MANAGEMENT
CRD 105559 · SEC 801-31427
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
3,152 sourced firms · query 307 ms
Reported as registered
CRD 105559 · SEC 801-31427
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 133243 · SEC 801-63615
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 296317 · SEC 801-113107
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 292742 · SEC 801-112559
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 299826 · SEC 801-115262
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 337808 · SEC 801-134403
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 316847 · SEC 801-123757
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
CRD 343298 · SEC 801-136793
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 163262 · SEC 801-121988
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CRD 338773 · SEC 802-134646
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 107387 · SEC 801-48913
GOSHEN, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CRD 301043 · SEC 802-114935
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 282292 · SEC 801-111858
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 118608 · SEC 801-61046
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 283118 · SEC 801-110923
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 161327 · SEC 801-73641
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 307580 · SEC 801-118177
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 171242 · SEC 801-79690
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 138284 · SEC 801-65281
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CRD 283384 · SEC 802-131032
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026