Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 377 ms

Reported as registered
SIERRA ASSET MANAGEMENT
CRD 108685 · SEC 801-56723
OAKHURST, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SIERRA INVESTMENT MANAGEMENT, LLC
CRD 106615 · SEC 801-42954
SANTA MONICA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SIERRA INVESTMENT PARTNERS, INC.
CRD 110954 · SEC 801-48848
WALNUT CREEK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SIERRA OCEAN, LLC
CRD 313829 · SEC 801-121123
RIPON, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SIERRA PACIFIC PRIVATE WEALTH, LLC
CRD 131738 · SEC 801-123728
PLEASANTON, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SIERRA VENTURES MANAGEMENT III, L.L.C.
CRD 163849 · SEC 802-76854
SAN MATEO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SIGFIG WEALTH MANAGEMENT LLC
CRD 158823 · SEC 801-72762
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SIGMA MANAGEMENT 6, LLC
CRD 160560 · SEC 802-76225
CAMPBELL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SIGMA PRIME VENTURES, LLC
CRD 164249 · SEC 802-76761
CAMPBELL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SIGNALFIRE
CRD 194512 · SEC 801-119339
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SIGNATURE INVESTMENT ADVISORS, LLC
CRD 160715 · SEC 801-76593
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
CRD 144069 · SEC 801-67988
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SIKORSKI WEALTH MANAGEMENT, LLC
CRD 312805 · SEC 801-134640
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SILICON BEACH WEALTH, LLC
CRD 310051 · SEC 801-132585
MARINA DEL REY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SILICON VALLEY CAPITAL PARTNERS, L.P.
CRD 125114 · SEC 801-62004
SAN JOSE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SILICON VALLEY RETIREMENT SERVICES, LLC
CRD 154756 · SEC 801-71756
SAN JOSE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SILVER LAKE TECHNOLOGY MANAGEMENT, LLC
CRD 161206 · SEC 801-74182
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SILVER OAK WEALTH ADVISORS SERVICES, LLC
CRD 291645 · SEC 801-112279
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SILVER ROCK FINANCIAL LP
CRD 283335 · SEC 801-107505
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SILVIA MCCOLL WEALTH MANAGEMENT, LLC
CRD 295339 · SEC 801-113331
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026