Exempt Reporting Adviser
ATRUM ONE LIMITED
CRD 324755 · SEC 802-128874
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
23,622 sourced firms · query 526 ms
Reported as registered
ATS WEALTH MANAGEMENT
CRD 137705 · SEC 801-119682
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATTENTIVE INVESTMENTS, LLC
CRD 315478 · SEC 801-121822
STOCKTON, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATTESSA CAPITAL LLC
CRD 306827 · SEC 801-129457
TUCSON, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ATTESTOR LIMITED
CRD 162623 · SEC 802-75682
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATTICUS WEALTH MANAGEMENT
CRD 296949 · SEC 801-113424
PALM BEACH GARDENS, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATTINGER, LLC
CRD 311772 · SEC 801-119984
PHILADELPHIA, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATTLEBORO WEALTH MANAGEMENT LLC
CRD 318056 · SEC 801-134205
YARDLEY, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATTUCKS ASSET MANAGEMENT, LLC
CRD 118891 · SEC 801-60958
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ATTUNGA CAPITAL PTY LTD
CRD 326266 · SEC 802-127969
SYDNEY, NEW SOUTH WALES
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ATV GP (VI) LLC
CRD 334497 · SEC 802-131922
SAINT THOMAS, VI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATW PARTNERS LLC
CRD 283146 · SEC 801-119219
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATW SPAC MANAGEMENT LLC
CRD 283737 · SEC 801-121599
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATWATER CAPITAL, LLC
CRD 299075 · SEC 801-121164
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATWATER MALICK
CRD 147972 · SEC 801-107806
LANCASTER, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATWATER WEALTH MANAGEMENT, INC.
CRD 172749 · SEC 801-113808
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATWOB
CRD 172961 · SEC 801-118588
KATONAH, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATWOOD & PALMER, INC.
CRD 104995 · SEC 801-36665
KANSAS CITY, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATWOOD FINANCIAL PLANNING LLC
CRD 288941 · SEC 801-122029
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATX FINANCIAL PLANNING, LLC
CRD 311589 · SEC 801-130875
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026