Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 290 ms

Exempt Reporting Adviser
SIM ORPHAN, LLC
CRD 301473 · SEC 802-117588
BELVEDERE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SIMPLIFI, INC.
CRD 154900 · SEC 801-78839
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SIROCCO PARTNERS, LLC
CRD 332835 · SEC 802-131104
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SITRIN CAPITAL MANAGEMENT, LLC
CRD 282436 · SEC 801-107216
CENTURY CITY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SITUATIONAL AWARENESS LP
CRD 333011 · SEC 801-132039
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SIVIA CAPITAL PARTNERS, LLC
CRD 170413 · SEC 801-79173
MILL VALLEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SK TELECOM VENTURE CAPITAL, LLC
CRD 296804 · SEC 802-113913
SANTA CLARA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SKBA CAPITAL MANAGEMENT, LLC
CRD 108542 · SEC 801-56391
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SKY VISION WEALTH MANAGEMENT CORP.
CRD 317320 · SEC 801-123010
IRVINE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SKYKNIGHT CAPITAL, L.P.
CRD 281570 · SEC 801-110953
BURLINGAME, CA
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
SKYLAR WEALTH MANAGEMENT, LLC
CRD 341591 · SEC 801-136690
PASADENA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SLATED ANALYTICS, LLC
CRD 281738 · SEC 801-106800
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SLO MONEY MANAGERS
CRD 331617 · SEC 801-130860
ATASCADERO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SLOW CAPITAL, INC.
CRD 286688 · SEC 801-110032
GREENBRAE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SLOW VENTURES, LLC
CRD 171144 · SEC 802-127863
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SLW MANAGEMENT COMPANY
CRD 329215 · SEC 801-130088
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SMARTGATEVC
CRD 326021 · SEC 802-130426
GLENDALE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SMASH VENTURES MANAGEMENT COMPANY LP
CRD 299799 · SEC 801-119092
WEST HOLLYWOOD, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SMITH POINT CAPITAL MANAGEMENT, LLC
CRD 327303 · SEC 802-131092
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SNYDER CAPITAL MANAGEMENT LP
CRD 108518 · SEC 801-54641
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026