Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 160 ms

Reported as registered
ARIA WEALTH MANAGEMENT
CRD 288450 · SEC 801-110703
SARATOGA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARIADNE WEALTH MANAGEMENT, LP
CRD 170999 · SEC 801-106829
SANTA BARBARA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARIAM GLOBAL INC.
CRD 343104 · SEC 801-136677
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARIMATHEA
CRD 330140 · SEC 801-129748
FORT BRAGG, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARISTON SERVICES GROUP, LLC
CRD 146255 · SEC 801-68830
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARISTOTLE CAPITAL MANAGEMENT, LLC
CRD 109876 · SEC 801-60014
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARISTOTLE INVESTMENT SERVICES, LLC
CRD 324207 · SEC 801-127110
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARISTOTLE PACIFIC CAPITAL, LLC
CRD 298050 · SEC 801-117402
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARISTOTLE PACIFIC CLO ADVISER III, LLC
CRD 339520 · SEC 801-135606
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARIXA MANAGEMENT, LLC
CRD 336603 · SEC 801-132962
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARK WEALTH ADVISORS, LLC
CRD 309396 · SEC 801-135824
YORBA LINDA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARLINGTON FINANCIAL ADVISORS, LLC
CRD 283288 · SEC 801-107857
SANTA BARBARA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARMORY CAPITAL GROUP, LLC
CRD 148240 · SEC 801-78747
EL SEGUNDO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARROW WEALTH ADVISORS
CRD 290853 · SEC 801-136801
AUBURN, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARROWROOT CAPITAL MANAGEMENT, LLC
CRD 285193 · SEC 801-113421
MARINA DEL REY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARROWROOT FAMILY OFFICE, LLC
CRD 168744 · SEC 801-121878
MARINA DEL REY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARROYO INVESTMENT GROUP, LLC
CRD 130243 · SEC 801-62813
PASADENA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARTA FINANCE
CRD 318714 · SEC 801-123662
MOUNTAIN VIEW, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARTIMAN VENTURES
CRD 162908 · SEC 802-75747
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARTIS VENTURES MANAGEMENT, L.P.
CRD 168686 · SEC 802-128076
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026