Pending / 120-Day Approval
CLEARVIEW FAMILY WEALTH, LLC
CRD 342171 · SEC 801-136292
PEABODY, MA
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
803 sourced firms · query 88 ms
Reported as registered
CLOUGH CAPITAL PARTNERS, LP
CRD 131257 · SEC 801-63142
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COHERE CAPITAL
CRD 305806 · SEC 801-121047
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COLMAN KNIGHT ADVISORY GROUP, LLC
CRD 119696 · SEC 801-61940
ACTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COLRAIN CAPITAL LLC
CRD 118098 · SEC 801-60755
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COLUMBIA CENT CLO ADVISERS, LLC
CRD 310864 · SEC 801-119647
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
CRD 108257 · SEC 801-25943
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMMONS CAPITAL, LLC
CRD 165738 · SEC 801-113208
NEEDHAM, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMMONWEALTH FINANCIAL NETWORK
CRD 8032 · SEC 801-41541
WALTHAM, MA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
COMMONWEALTH VENTURE MANAGEMENT CORP.
CRD 161567 · SEC 802-74951
WOBURN, MA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
COMPANYON VENTURES
CRD 307354 · SEC 802-124862
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMPASS CAPITAL CORPORATION
CRD 112323 · SEC 801-21957
BRAINTREE, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONCORDIA WEALTH MANAGEMENT, LLC
CRD 164278 · SEC 801-77860
CONCORD, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONDON WEALTH MANAGEMENT, INC.
CRD 128409 · SEC 801-136611
PLYMOUTH, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONGRESS ASSET MANAGEMENT COMPANY, LLP
CRD 105161 · SEC 801-23386
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONSTANT GUIDANCE FINANCIAL, LLC
CRD 172612 · SEC 801-128132
NORTH ATTLEBORO, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONSTITUTION CAPITAL EQUITY PARTNERS LP
CRD 147248 · SEC 801-69249
ANDOVER, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONSTITUTION CAPITAL PM, L. P.
CRD 319678 · SEC 801-125940
ANDOVER, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONTRAVISORY INVESTMENT MANAGEMENT, INC.
CRD 109767 · SEC 801-9168
NORWELL, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CORMORANT ASSET MANAGEMENT, LP
CRD 167820 · SEC 801-79513
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026