Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

327 sourced firms · query 62 ms

Reported as registered
OA PRIVATE CAPITAL
CRD 282516 · SEC 801-107115
GRAND RAPIDS, MI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OCTO CAPITAL, LLC
CRD 174351 · SEC 801-131442
BINGHAM FARMS, MI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OLD MISSION INVESTMENT COMPANY, LLC
CRD 140381 · SEC 801-66666
TRAVERSE CITY, MI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OLD OAK FINANCIAL PLANNING, INC.
CRD 122500 · SEC 801-117480
BRIGHTON, MI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONTRACK WEALTH MANAGEMENT
CRD 311374 · SEC 801-136484
CANTON, MI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OPTIMAL CAPITAL ADVISORS, LLC
CRD 144719 · SEC 801-68219
TRAVERSE CITY, MI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PALATINE HILL WEALTH MANAGEMENT
CRD 305619 · SEC 801-117400
BIRMINGHAM, MI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PATHWORKS FINANCIAL, INC.
CRD 138393 · SEC 801-120476
NOVI, MI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PATRICK FINANCIAL GROUP LLC.
CRD 124610 · SEC 801-80932
BRIGHTON, MI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PEAK WEALTH MANAGEMENT, LLC
CRD 166944 · SEC 801-114800
PLYMOUTH, MI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PEARL PLANNING
CRD 336568 · SEC 801-132904
DEXTER, MI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PENINSULA CAPITAL PARTNERS, L.L.C.
CRD 157354 · SEC 801-73782
SOUTHFIELD, MI
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PENSTOCK EQUITY MANAGEMENT LLC
CRD 340947 · SEC 802-136210
BIRMINGHAM, MI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PINNACLE WEALTH MANAGEMENT GROUP, INC.
CRD 281935 · SEC 801-113407
PLYMOUTH, MI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PINNACLE WEALTH MANAGEMENT, INC.
CRD 166853 · SEC 801-125967
BRIGHTON, MI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PLANNING ALTERNATIVES LTD
CRD 110268 · SEC 801-18310
BIRMINGHAM, MI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PLANTE MORAN FINANCIAL ADVISORS
CRD 112158 · SEC 801-44058
SOUTHFIELD, MI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PLANTE MORAN REAL ESTATE INVESTMENT ADVISORS
CRD 323718 · SEC 801-127325
SOUTHFIELD, MI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
POINTE CAPITAL MANAGEMENT LLC
CRD 152520 · SEC 801-70983
GROSSE POINTE FARMS, MI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PPS & V ASSET MANAGEMENT CONSULTANTS INC
CRD 110491 · SEC 801-40057
PORTAGE, MI
Source release August 3, 2026 · retrieved August 18, 2026