Reported as registered
MODERN CAPITAL ADVISORS, LLC
CRD 131117 · SEC 801-72611
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
325 sourced firms · query 78 ms
Exempt Reporting Adviser
MOLOKAI INVESTMENT MANAGEMENT, LLC
CRD 339376 · SEC 802-134892
WAKE FOREST, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MORGAN CREEK CAPITAL MANAGEMENT, LLC
CRD 138401 · SEC 801-65690
CHAPEL HILL, NC
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
MOSAIC CAPITAL PARTNERS LLC
CRD 334830 · SEC 802-135004
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MUIRFIELD WEALTH ADVISORS LLC
CRD 316071 · SEC 801-122184
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NAMCOA
CRD 133978 · SEC 801-66945
MOORESVILLE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
NAPLES PRIVATE CAPITAL, LLC
CRD 341626 · SEC 801-136420
MOORESVILLE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEW REPUBLIC PARTNERS
CRD 310907 · SEC 801-119745
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NOVARE CAPITAL MANAGEMENT
CRD 117949 · SEC 801-61848
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OAK CITY INVESTMENT CONSULTING
CRD 162220 · SEC 801-74468
WAKE FOREST, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OBP CAPITAL
CRD 167619 · SEC 801-80213
ROCKY MOUNT, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OCTAGON ASSET MANAGEMENT, LLC
CRD 286248 · SEC 801-110412
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OLD NORTH STATE WEALTH MANAGEMENT, LLC
CRD 148659 · SEC 801-69690
WILMINGTON, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OLD PEAK FINANCE
CRD 154804 · SEC 801-109968
CHAPEL HILL, NC
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OLD WELL PARTNERS, LLC
CRD 285195 · SEC 802-132592
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
OLDE RALEIGH FINANCIAL GROUP
CRD 342848 · SEC 801-136622
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OMNISTAR FINANCIAL GROUP, INC.
CRD 138515 · SEC 801-107868
WILMINGTON, NC
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OVAL PARK CAPITAL LLC
CRD 319283 · SEC 802-126508
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PAMLICO CAPITAL
CRD 157532 · SEC 801-74226
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PAPPAS VENTURES
CRD 163346 · SEC 802-76418
DURHAM, NC
Source release August 3, 2026 · retrieved August 18, 2026