Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 968 ms

Reported as registered
ABRAHAM & CO., INC.
CRD 299085 · SEC 801-135095
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ABRAMSON FINANCIAL PLANNING, LLC
CRD 321158
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ABRDN ASIA LIMITED
CRD 124509 · SEC 801-62020
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABRDN INVESTMENTS IRELAND LIMITED
CRD 304189 · SEC 802-116839
DUBLIN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABRDN INVESTMENTS LIMITED
CRD 162309 · SEC 801-75074
EDINBURGH
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABRDN INVESTMENTS LUXEMBOURG SA
CRD 161831 · SEC 802-75108
LUXEMBOURG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABRIDGE PARTNERS, LLC
CRD 145247 · SEC 801-68497
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABRIS CAPITAL PARTNERS
CRD 161747 · SEC 802-75261
ST. HELIER
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ABSOLUTE ALPHA CORP
CRD 173714
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ABSOLUTE STRATEGIES LLC
CRD 327268 · SEC 802-135980
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABSOLUTE STRATEGY RESEARCH SERVICES
CRD 164668 · SEC 801-77227
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ABUNDA FINANCIAL, LLC
CRD 120177
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ABUNDANCE ADVISERS
CRD 310887
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ABUNDANCE FINANCIAL COACHING, LLC
CRD 175055
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ABUNDANCE PATHWAYS
CRD 339037
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ABUNDANT WEALTH STRATEGIES
CRD 292295
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ABUNDIT WEALTH
CRD 329268
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ABVEN SERVICES, INC.
CRD 174972 · SEC 802-81191
DUBLIN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ABW, LLC
CRD 309104
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AC3 CAPITAL
CRD 157547
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026