Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 213 ms

Exempt Reporting Adviser
SOCIAL CAPITAL
CRD 304525 · SEC 802-130673
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOCIALTRADER
CRD 326985 · SEC 801-128322
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOCOTRA MANAGEMENT, INC.
CRD 328954 · SEC 801-130715
SACRAMENTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOFI WEALTH LLC
CRD 167958 · SEC 801-78185
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOFINNOVA INVESTMENTS, INC.
CRD 160297 · SEC 801-110134
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SOFTTECH VC INC.
CRD 160391 · SEC 802-74529
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOLACE CAPITAL PARTNERS, L.P.
CRD 175319 · SEC 801-81161
EL SEGUNDO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOLANO WEALTH ADVISORS
CRD 322037 · SEC 801-130590
FAIRFIELD, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOLSTEIN CAPITAL, LLC
CRD 157888 · SEC 801-112859
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOMA EQUITY PARTNERS, LP
CRD 283613 · SEC 801-108610
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SONDER CAPITAL MANAGEMENT, LLC
CRD 314021 · SEC 802-122865
SAN CARLOS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SONEN CAPITAL LLC
CRD 159461 · SEC 801-72926
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SONOMA ALLOCATIONS
CRD 335435 · SEC 801-132529
SANTA ROSA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SONOMA BRANDS CAPITAL
CRD 296285 · SEC 801-119128
SONOMA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SONOMA PRIVATE WEALTH LLC
CRD 308547 · SEC 801-125022
NOVATO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SOUND DEVELOPMENT, LLC
CRD 283211 · SEC 802-108774
SANTA MONICA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOUTH BAY FINANCIAL PARTNERS
CRD 175015 · SEC 801-110198
TORRANCE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SOUTH BAY PARTNERS LLC
CRD 307534 · SEC 802-129262
SOUTH SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SOUTH PARK COMMONS MANAGEMENT
CRD 297292 · SEC 802-113474
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOVRAN ADVISORS, LLC
CRD 329415 · SEC 801-129342
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026