Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

23,622 sourced firms · query 493 ms

Reported as registered
AUSTIN ASSET
CRD 105441 · SEC 801-32217
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUSTIN MONEY MANAGEMENT CORPORATION
CRD 302038 · SEC 801-118056
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUSTIN WEALTH MANAGEMENT, LLC
CRD 172793 · SEC 801-117954
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUSTRALIS PARTNERS (ADVISERS) LLC
CRD 175505 · SEC 801-105468
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUTHENTIC VENTURES INVESTMENT MANAGER, LLC
CRD 304938 · SEC 801-130740
OAKLAND, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUTHENTIKOS WEALTH ADVISORY LLC
CRD 286646 · SEC 801-119920
NEW BRAUNFELS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUTILUS PARTNERS LLC
CRD 322882 · SEC 801-133855
SANTA MONICA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AUTONOMOUS CAPITAL MANAGEMENT LLC
CRD 291219 · SEC 802-126349
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUTONOMOUS WEALTH MANAGEMENT LLC
CRD 337909 · SEC 801-134705
BROOKLYN, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AUTONOMY CAPITAL (JERSEY) L.P.
CRD 338365 · SEC 802-135223
ST. HELIER
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUTOPILOT
CRD 331749 · SEC 801-130594
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AUTOPILOT MANAGEMENT COMPANY LLC
CRD 329400 · SEC 802-134776
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AUTOTECH MANAGEMENT, L.L.C.
CRD 282525 · SEC 802-107253
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUTUMN GLORY PARTNERS, LLC
CRD 288250 · SEC 801-110630
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUTUMN LANE ADVISORS, LLC
CRD 173624 · SEC 801-80627
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AUTUMN WIND ASSET MANAGEMENT INC
CRD 110569 · SEC 802-130067
RESTON, VA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AUVRAX TECHNOLOGIES INC
CRD 341628 · SEC 802-136014
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUXANO ADVISORS
CRD 145179 · SEC 801-68424
BELLEVUE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUXIER ASSET MANAGEMENT
CRD 107980 · SEC 801-55757
AURORA, OR
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AUXIN CAPITAL MANAGEMENT, LLC
CRD 336695 · SEC 802-134188
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026