Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 237 ms

Exempt Reporting Adviser
PIERPOINT CAPITAL LLC
CRD 289927 · SEC 802-111761
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PINCUS CAPITAL MANAGEMENT, LP
CRD 336500 · SEC 801-132938
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PINE RIDGE ADVISERS LLC
CRD 296362 · SEC 801-113396
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PINEBRIDGE INVESTMENTS LLC
CRD 285211 · SEC 801-108522
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PING CAPITAL MANAGEMENT, INC.
CRD 308358 · SEC 801-118463
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PINNACLE ADVISORS LLC
CRD 107275 · SEC 801-53493
EAST SYRACUSE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PINNACLE ASSET MANAGEMENT, L.P.
CRD 126487 · SEC 801-62150
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PINNACLE ASSOCIATES, LTD.
CRD 110631 · SEC 801-20841
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PINNACLE CAPITAL MANAGEMENT, LLC
CRD 141661 · SEC 801-67143
EAST SYRACUSE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PINNACLE HILL PARTNERS LP
CRD 334215 · SEC 802-131755
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PINNACLE INVESTMENTS, LLC
CRD 142910 · SEC 801-67860
EAST SYRACUSE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PINNBROOK CAPITAL MANAGEMENT LP
CRD 312827 · SEC 801-120535
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PITON INVESTMENT MANAGEMENT, LP
CRD 282517 · SEC 801-107227
GARDEN CITY, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PIVOT INVESTMENT PARTNERS, LLC
CRD 322708 · SEC 802-127030
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PIVOTAL ADVISORS LLC
CRD 310612 · SEC 801-119532
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PKS ADVISORY SERVICES, LLC
CRD 125648 · SEC 801-62147
ALBANY, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PLACEHOLDER MANAGEMENT, LLC
CRD 292362 · SEC 801-121845
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PLANETEER CAPITAL
CRD 325008 · SEC 802-127788
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PLATFORM TECHNOLOGY PARTNERS
CRD 305602 · SEC 801-117439
LOCUST VALLEY, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PLH FAMILY OFFICE, LLC
CRD 339235 · SEC 801-135498
GARDEN CITY, NY
Source release August 3, 2026 · retrieved August 18, 2026