Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 248 ms

Exempt Reporting Adviser
STORM VENTURES
CRD 162545 · SEC 802-75337
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
STRANDVIEW CAPITAL, LLC
CRD 284289 · SEC 802-121033
EL SEGUNDO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STRATEGIC GLOBAL ADVISORS, LLC
CRD 286019 · SEC 801-108843
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STRATEGIC RETIREMENT ADVISORS, LLC
CRD 142887 · SEC 801-114888
ELK GROVE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STRATEGIC WEALTH CAPITAL
CRD 326299 · SEC 801-127930
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STRATEGY ASSET MANAGERS L.L.C.
CRD 109939 · SEC 801-60049
PASADENA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STRATEGY CAPITAL LLC
CRD 169007 · SEC 801-114124
LOS ALTOS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
STRATIM PARTNERS LLC
CRD 171201 · SEC 802-79621
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STRATTAM CAPITAL MANAGEMENT, LLC
CRD 171845 · SEC 801-80136
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
STRAVASOS
CRD 337531 · SEC 802-133903
ENCINITAS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
STRIKER MANAGEMENT, LLC
CRD 339234 · SEC 802-134863
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
STRONG VENTURES, LLC
CRD 166019 · SEC 802-120954
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STRUCTURAL CAPITAL MANAGEMENT COMPANY II, LP
CRD 284310 · SEC 801-119164
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SUMERU EQUITY PARTNERS
CRD 172955 · SEC 801-81188
SAN MATEO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SUMMIT WEALTH MANAGEMENT GROUP, INC.
CRD 170029 · SEC 801-110950
CAMARILLO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SUMMITRY, LLC
CRD 128586 · SEC 801-62398
FOSTER CITY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SUN GROUP WEALTH PARTNERS LLC
CRD 166372 · SEC 801-79233
IRVINE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SUNDANCE GROWTH MANAGEMENT, LLC
CRD 337999 · SEC 802-134297
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SUNFLOWER CAPITAL INVESTMENT MANAGEMENT LLC
CRD 323327 · SEC 802-136146
WEST HOLLYWOOD, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SUNSTONE ADVISORS, LLC
CRD 324002 · SEC 801-127225
IRVINE, CA
Source release August 3, 2026 · retrieved August 18, 2026