Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 316 ms

Exempt Reporting Adviser
PLUIT CAPITAL SERVICES, LLC
CRD 342296 · SEC 802-136314
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PLUM ALLEY MANAGEMENT LLC
CRD 299651 · SEC 802-120937
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
PMC WEALTH, LLC
CRD 332215 · SEC 801-134265
CLARENCE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
POINT WINDWARD ADVISORS, INC.
CRD 110457 · SEC 801-31503
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
POINTSTATE CAPITAL LP
CRD 161110 · SEC 801-74127
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
POLUS CAPITAL MANAGEMENT (US) INC.
CRD 323283 · SEC 801-129156
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
POLYINVEST
CRD 341261 · SEC 802-136516
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
POLYMER CAPITAL MANAGEMENT (US), LLC
CRD 316277 · SEC 801-126226
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
POMONA CAPITAL
CRD 148269 · SEC 801-69755
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PORT CAPITAL MANAGEMENT
CRD 330252 · SEC 801-135850
MASSAPEQUA, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PORTRAIT CAPITAL, LLC
CRD 323722 · SEC 802-128951
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
POST CAPITAL PARTNERS
CRD 161892 · SEC 801-88196
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
POST RESCH TALLON GROUP
CRD 156302 · SEC 801-73147
PITTSFORD, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
POWER INNOVATION PARTNERS, L.P.
CRD 312100 · SEC 801-130629
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PPC ENTERPRISES LLC
CRD 165075 · SEC 801-79346
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRAESIDIUM INVESTMENT MANAGEMENT
CRD 137980 · SEC 801-66042
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PRANA REAL ESTATE FINANCE LLC
CRD 165365 · SEC 802-77268
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRATO CAPITAL MANAGEMENT
CRD 289917 · SEC 801-111842
WHITE PLAINS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRELUDE CAPITAL MANAGEMENT, LLC
CRD 158105 · SEC 801-73598
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRELUDE GROWTH PARTNERS
CRD 293249 · SEC 801-132991
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026