Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 183 ms

Reported as registered
SYMPHONY TECHNOLOGY GROUP, LLC
CRD 160676 · SEC 801-73246
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SYNDICATED CAPITAL, INC.
CRD 29037 · SEC 801-129421
DIAMOND BAR, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SYNTHETICFI LLC
CRD 330200 · SEC 801-129765
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SYON CAPITAL LLC
CRD 322776 · SEC 801-126386
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SYRIOS WEALTH MANAGEMENT GROUP
CRD 332139 · SEC 801-130855
LA JOLLA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TABR CAPITAL MANAGEMENT, LLC
CRD 129959 · SEC 801-62650
ORANGE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TAIWANIA CAPITAL MANAGEMENT USA, INC.
CRD 293352 · SEC 802-112916
SANTA CLARA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TALKOT CAPITAL, LLC
CRD 164231 · SEC 802-107636
CORTE MADERA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TAMALPAIS ASSET MANAGEMENT
CRD 301017 · SEC 801-132936
LARKSPUR, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TAMAR SECURITIES, LLC
CRD 153991 · SEC 801-71532
WOODLAND HILLS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TANO CAPITAL, LLC
CRD 160367 · SEC 801-74031
SAN MATEO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TARBOX FAMILY OFFICE, INC.
CRD 106079 · SEC 801-27225
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TATE PRIVATE WEALTH ADVISERS
CRD 120938 · SEC 801-63712
SACRAMENTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TAU VENTURES, LLC
CRD 306230 · SEC 802-131736
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TAX EFFICIENT ASSET MANAGEMENT SOLUTION, INC.
CRD 146778 · SEC 801-110232
COSTA MESA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TAYLOR WEALTH MANAGEMENT, LLC
CRD 132955 · SEC 801-120779
TORRANCE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TC WORKS, LLC
CRD 297332 · SEC 802-114542
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TCFG INVESTMENT ADVISORS, LLC
CRD 166606 · SEC 801-77596
LAGUNA NIGUEL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TCG CAPITAL MANAGEMENT
CRD 298007 · SEC 801-113853
PLAYA VISTA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TCG CROSSOVER MANAGEMENT, LLC
CRD 311718 · SEC 801-120001
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026