Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 327 ms

Exempt Reporting Adviser
PROSPECT STREET HOLDINGS, LLC
CRD 332072 · SEC 802-134013
KINGSTON, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PROSPERITY ADVISORS LLC
CRD 331280 · SEC 802-130404
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROSPERITY ADVISORY GROUP LLC
CRD 310720 · SEC 801-119613
VICTOR, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PRSPCTV CAPITAL LLC
CRD 315814 · SEC 802-122163
PITTSFORD, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PRUDENCE
CRD 331317 · SEC 802-131081
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PRUDENTIAL CAPITAL GROUP INC.
CRD 337894 · SEC 802-134173
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PUBLIC ADVISORS LLC
CRD 318234 · SEC 801-123433
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PURA VIDA INVESTMENTS, LLC
CRD 166703 · SEC 801-80547
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PUREVEST
CRD 318332 · SEC 801-123242
STATEN ISLAND, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PZENA INVESTMENT MANAGEMENT LLC
CRD 106847 · SEC 801-50838
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QAPITAL INVEST, LLC
CRD 283762 · SEC 801-112184
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QIC
CRD 161705 · SEC 801-74064
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QSEMBLE CAPITAL MANAGEMENT, LP
CRD 290920 · SEC 801-112156
NEW YORK CITY, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
QT SECURITIES INC.
CRD 333654 · SEC 802-131652
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUAD PARTNERS LLC
CRD 160097 · SEC 801-73196
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
QUADPOINT PARTNERS LLC
CRD 327511 · SEC 802-128542
BROOKLYN, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUADRATURE US INC.
CRD 332328 · SEC 801-130905
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUAN VEST CONSULTANTS INC
CRD 104714 · SEC 801-20177
MANHASSET, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUANTBASE
CRD 315414 · SEC 801-122782
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUANTBOT TECHNOLOGIES, LP
CRD 170824 · SEC 801-79394
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026