Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 189 ms

Exempt Reporting Adviser
TCG LABS
CRD 329246 · SEC 802-129243
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TCV
CRD 160389 · SEC 801-73547
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TCW ASSET BACKED FINANCE MANAGEMENT COMPANY LLC
CRD 332802 · SEC 801-131265
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TCW ASSET MANAGEMENT COMPANY LLC
CRD 105742 · SEC 801-6642
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TCW INVESTMENT MANAGEMENT COMPANY LLC
CRD 106546 · SEC 801-29075
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TCW PT MANAGEMENT COMPANY LLC
CRD 333068 · SEC 801-131519
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TDA INVESTMENT GROUP
CRD 112016 · SEC 801-39280
SAN MATEO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TDG CP LLC
CRD 338974 · SEC 802-134788
SANTA MONICA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TEAM HEWINS, LLC
CRD 291194 · SEC 801-112939
FOSTER CITY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TEAM WEALTH & TAX ADVISORS
CRD 309411 · SEC 801-127441
TEMECULA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TECHNOLOGY OPPORTUNITY VENTURES, LLC
CRD 162338 · SEC 802-75163
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TED BUCHAN & COMPANY
CRD 140722 · SEC 801-113273
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TELEGRAPH HILL PARTNERS
CRD 160448 · SEC 802-75159
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TELESCOPE PARTNERS LLC
CRD 286637 · SEC 801-132453
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TELOS CAPITAL MANAGEMENT, INC.
CRD 149108 · SEC 801-69837
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TEMPEST CAPITAL MANAGEMENT, LLC
CRD 326017 · SEC 802-135421
SANTA MONICA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TEMPUS WEALTH PLANNING, LLC
CRD 285349 · SEC 801-108462
IRVINE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TEN ELEVEN VENTURES, LLC
CRD 269893 · SEC 802-100487
BURLINGAME, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TENAYA CAPITAL
CRD 162804 · SEC 802-119265
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TENNENBAUM CAPITAL PARTNERS, LLC
CRD 113203 · SEC 801-60384
SANTA MONICA, CA
Source release August 3, 2026 · retrieved August 18, 2026