Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 302 ms

Reported as registered
QUANTECH SOLUTION PARTNERS NORTH AMERICA INC.
CRD 315603 · SEC 801-122283
NY, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUANTEL ASSET MANAGEMENT LLC
CRD 311013 · SEC 801-119860
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUANTINNO CAPITAL MANAGEMENT LP
CRD 298733 · SEC 801-114071
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUANTUM PORTFOLIO MANAGEMENT, LLC
CRD 326280 · SEC 801-127936
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
QUANXER LTD.
CRD 339224 · SEC 802-134744
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUARTUS INVESTMENT ADVISORS LLC
CRD 287597 · SEC 801-110425
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUARTZ PARTNERS INVESTMENT MANAGEMENT
CRD 174327 · SEC 801-80822
SARATOGA SPRINGS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
QUASAR
CRD 342429 · SEC 801-136656
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUEENBRIDGE CAPITAL, LLC
CRD 324027 · SEC 801-126976
PITTSFORD, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUENT CAPITAL, LLC
CRD 308203 · SEC 801-118601
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUILVEST CAPITAL PARTNERS MANAGEMENT, LLC
CRD 175159 · SEC 801-106731
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUINBROOK INFRASTRUCTURE PARTNERS LLC
CRD 287822 · SEC 801-112447
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUINT CAPITAL MANAGEMENT
CRD 26586 · SEC 801-128990
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUINT INVESTMENTS AND INSURANCE
CRD 168463 · SEC 801-118831
WAPPINGERS FALLS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QVT FINANCIAL LP
CRD 156508 · SEC 801-73049
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
R & R FINANCIAL PLANNERS, INC.
CRD 113291 · SEC 801-127801
EAST MEADOW, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
R. F. LAFFERTY & CO., INC.
CRD 2498 · SEC 801-107428
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
R. SEEGER WEALTH MANAGEMENT, LTD
CRD 152258 · SEC 801-121764
LINDENHURST, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
R.S. PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS
CRD 143462 · SEC 801-70011
DEWITT, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
R.W. ROGE & COMPANY, INC
CRD 104645 · SEC 801-28012
BOHEMIA, NY
Source release August 3, 2026 · retrieved August 18, 2026