Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

23,622 sourced firms · query 421 ms

Reported as registered
AVORY & CO.
CRD 284812 · SEC 801-114763
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVOS CAPITAL MANAGEMENT, LLC
CRD 313979 · SEC 801-121167
DARIEN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVRIO WEALTH LLC
CRD 337579 · SEC 801-134128
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVRIO WEALTH PTE LTD
CRD 306064 · SEC 801-117905
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AVV
CRD 335970 · SEC 802-132830
HIGHLAND BEACH, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AW CAPITAL PARTNERS, LLC
CRD 333969 · SEC 802-131635
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
AWAKEN WEALTH PARTNERS LLC
CRD 341005 · SEC 801-135705
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AWANI CAPITAL MANAGEMENT LP
CRD 335179 · SEC 801-133792
FULTON, MD
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AWESOME ENABLERS, L.L.C.
CRD 298755 · SEC 802-114203
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AWH CAPITAL, L.P.
CRD 146740 · SEC 801-110794
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AWH FINANCIAL, LLC
CRD 285183 · SEC 801-128902
BALA CYNWYD, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AWM CAPITAL, LLC
CRD 287980 · SEC 801-114373
PHOENIX, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AWM FINANCIAL SERVICES INC.
CRD 144351 · SEC 801-120940
THE WOODLANDS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AWM GLOBAL ADVISORS
CRD 159094 · SEC 801-72824
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AWM INVESTMENT COMPANY INC
CRD 110346 · SEC 801-40415
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AWR INVESTMENT MANAGEMENT, LLC
CRD 118538 · SEC 801-130506
SAN RAFAEL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AXA IM PRIME
CRD 333603 · SEC 802-131670
PUTEAUX, HAUTS DE SEINE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AXA INVESTMENT MANAGERS PARIS
CRD 309494 · SEC 802-119059
PUTEAUX HAUT-DE-SEINE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AXA INVESTMENT MANAGERS UK LIMITED
CRD 319562 · SEC 802-125804
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AXA INVESTMENT MANAGERS US INC
CRD 113608 · SEC 801-60374
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026