Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 313 ms

Reported as registered
THE KOCEN FINANCIAL GROUP, INC.
CRD 112129 · SEC 801-64553
RANCHO MIRAGE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE O'DONNELL GROUP
CRD 162562 · SEC 801-107763
CHICO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE PACIFIC CENTER FOR FINANCIAL SERVICES
CRD 104557 · SEC 801-55119
DANVILLE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE PUTNEY FINANCIAL GROUP LLC
CRD 111639 · SEC 801-62638
SAN RAFAEL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE ROXBOROUGH GROUP
CRD 310949 · SEC 801-120086
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE SALVETTI GROUP
CRD 324974 · SEC 801-128204
SACRAMENTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
THE SPACE BETWEEN MGMT LLC
CRD 330301 · SEC 802-130994
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE STERLING GROUP
CRD 111782 · SEC 801-77006
PASADENA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE WEALTH COLLABORATIVE, INC.
CRD 142618 · SEC 801-68456
CORONA DEL MAR, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE WEALTHGARDEN F.S. LLC
CRD 311927 · SEC 801-129740
EL SEGUNDO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
THE WESTLY GROUP
CRD 161882 · SEC 802-76194
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
THEORY VENTURES MANAGEMENT, LLC
CRD 326119 · SEC 802-128079
PORTOLA VALLEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THEPARTNERS WEALTH MANAGEMENT
CRD 314816 · SEC 801-122637
CARMEL BY THE SEA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
THIEL BIO, L.L.C.
CRD 324760 · SEC 802-128520
WEST HOLLYWOOD, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THIELEN CAPITAL CORPORATION
CRD 169139 · SEC 801-132866
LADERA RANCH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THINK INVESTMENTS
CRD 169347 · SEC 801-78779
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
THINK+ VENTURES MANAGEMENT, LLC
CRD 318340 · SEC 802-130059
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
THOMPSON HUTTON, LLC
CRD 309442 · SEC 802-119225
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THOROFARE, LLC
CRD 171293 · SEC 801-80373
EL SEGUNDO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THREE ARCH WEALTH MANAGEMENT LLC
CRD 333733 · SEC 801-131587
IRVINE, CA
Source release August 3, 2026 · retrieved August 18, 2026