Exempt Reporting Adviser
ARTISANAL VENTURES MANAGEMENT, LLC
CRD 318935 · SEC 802-126495
TIBURON, CA
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
2,699 sourced firms · query 165 ms
Reported as registered
ARX MANAGEMENT, LLC
CRD 305659 · SEC 801-118976
EL SEGUNDO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASCENDANT CAPITAL PARTNERS LP
CRD 306257 · SEC 801-121941
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASCENSION WEALTH PARTNERS, LLC
CRD 146451 · SEC 801-120716
PLEASANT HILL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASIA ALTERNATIVES MANAGEMENT LLC
CRD 141481 · SEC 801-67258
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASIA2G CAPITAL
CRD 329695 · SEC 802-132557
SANTA CLARA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASL FINANCIAL, LLC
CRD 115479 · SEC 801-121203
LOS GATOS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASPECT MANAGEMENT, LLC
CRD 175357 · SEC 802-88225
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASPIREAN WEALTH, LLC
CRD 173138 · SEC 801-121642
MILL VALLEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASPIRIANT, LLC
CRD 146720 · SEC 801-68987
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSEMBLY WEALTH
CRD 108834 · SEC 801-57629
MILL VALLEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSET DEDICATION, LLC
CRD 151988 · SEC 801-71892
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASSET MANAGEMENT VENTURES, LLC
CRD 160606 · SEC 802-74694
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSET PLANNING, INC
CRD 111535 · SEC 801-62993
LOS ALAMITOS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSETMARK, INC.
CRD 109018 · SEC 801-56323
CONCORD, CA
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
ASTRAVIA FAMILY WEALTH OFFICE LLC
CRD 342263 · SEC 801-136797
EL SEGUNDO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AT ONE VENTURES OPCO, LLC
CRD 307972 · SEC 802-121031
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATALA FINANCIAL INC
CRD 318371 · SEC 801-123628
CALABASAS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ATARAXIA PARTNERS, LLC
CRD 317485 · SEC 802-128912
PACIFICA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ATHENS CAPITAL MANAGEMENT LLC
CRD 161885 · SEC 802-75803
SANTA BARBARA, CA
Source release August 3, 2026 · retrieved August 18, 2026