Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

793 sourced firms · query 84 ms

Reported as registered
EDGEWATER SERVICES, LLC
CRD 159926 · SEC 801-73750
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EFFICIENT CAPITAL MANAGEMENT LLC
CRD 287958 · SEC 801-111824
WARRENVILLE, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ELEMENTUM ADVISORS, LLC
CRD 151635 · SEC 801-70618
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EMBREE FINANCIAL GROUP
CRD 108233 · SEC 801-63489
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EMC CAPITAL ADVISORS, LLC
CRD 169296 · SEC 801-78701
BANNOCKBURN, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EMERGING
CRD 337313 · SEC 802-134571
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ENERGIZE CAPITAL LLC
CRD 289047 · SEC 801-129111
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ENERGY CAPITAL VENTURES, INC.
CRD 329462 · SEC 802-129506
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EQUATOR CAPITAL PARTNERS LLC
CRD 161708 · SEC 802-75922
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EQUITY ARMOR INVESTMENTS
CRD 156327 · SEC 801-117276
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EQUITY INTERNATIONAL
CRD 156961 · SEC 801-73179
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ERGAWEALTH ADVISORS, INC.
CRD 290030 · SEC 801-123353
OAK BROOK, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ESSEX LLC
CRD 108352 · SEC 801-54274
DEER PARK, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ESTATE & TRUST ADVISORS
CRD 123802 · SEC 801-67028
RIVERWOODS, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EVANSTON CAPITAL MANAGEMENT, LLC
CRD 120338 · SEC 801-61115
EVANSTON, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EVERGREEN INVESTMENT ADVISORS
CRD 133550 · SEC 801-64078
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EVERGREEN WEALTH
CRD 168998 · SEC 801-81175
SPRINGFIELD, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EXI INVESTMENT PARTNERS
CRD 313372 · SEC 802-135424
LAKE FOREST, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EXPRESSIVE WEALTH LLC
CRD 329974 · SEC 801-129561
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FACTOR WEALTH MANAGEMENT
CRD 104708 · SEC 801-34937
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026