Reported as registered
PASSPORT WEALTH MANAGEMENT
CRD 297449 · SEC 801-134799
CORNELIUS, NC
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
325 sourced firms · query 62 ms
Reported as registered
PEACE OF MIND WEALTH MANAGEMENT
CRD 317067 · SEC 801-122681
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PENDLETON FINANCIAL WEALTH MANAGEMENT
CRD 325303 · SEC 801-127988
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PHOENIX WEALTH ADVISORS INC.
CRD 118412 · SEC 801-60793
CHAPEL HILL, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PHYSICIANS FINANCIAL SERVICES, INC.
CRD 118519 · SEC 801-66583
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PIEDMONT CAPITAL MANAGEMENT, LLC
CRD 155682 · SEC 801-110286
GREENBORO, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PINAFORE WEALTH COUNSEL INC.
CRD 170540 · SEC 801-130577
DURHAM, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PLEXUS CAPITAL
CRD 310241 · SEC 801-126297
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PORTUS WEALTH ADVISORS, LLC
CRD 300558 · SEC 801-120811
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
POWELL WEALTH
CRD 144230 · SEC 801-88185
CORNELIUS, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLC
CRD 149889 · SEC 801-108507
HENDERSON, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC
CRD 150266 · SEC 801-123592
STATESVILLE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROVIDENCE CAPITAL ADVISORS, LLC
CRD 174631 · SEC 801-107683
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PURSUIT WEALTH STRATEGIES, LLC
CRD 337709 · SEC 801-134423
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QHP CAPITAL, L.P.
CRD 311710 · SEC 801-120523
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUANTITATIVE PROCESS, LLC
CRD 165699 · SEC 801-79279
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUEST 10 WEALTH BUILDERS, INC.
CRD 154092 · SEC 801-126228
FUQUAY-VARINA, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RALEIGH CAPITAL MANAGEMENT INC.
CRD 149538 · SEC 801-121781
CARY, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
REH WEALTH ADVISORS LLC
CRD 153826 · SEC 801-131406
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
REICHARD CAPITAL, LLC
CRD 305695 · SEC 801-117478
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026