Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 184 ms

Reported as registered
APOLLO S3 RIC MANAGEMENT, L.P.
CRD 330339 · SEC 801-129730
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APPLE TREE VENTURE MANAGEMENT LLC
CRD 163705 · SEC 802-75719
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
APPLIED ACADEMICS
CRD 340114 · SEC 801-136499
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APPOMATTOX ADVISORY, INC
CRD 153731 · SEC 801-71652
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APS WEALTH MANAGEMENT, LLC
CRD 298233 · SEC 801-114000
MELVILLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AQUARIAN HOLDINGS INVESTMENT MANAGEMENT LLC
CRD 292769 · SEC 801-113571
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AQUARIAN HOLDINGS MANAGEMENT LLC
CRD 293116 · SEC 801-119703
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AQUILINE MANAGEMENT HOLDINGS LP
CRD 327352 · SEC 801-129233
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARAMAS CAPITAL HOLDINGS LLC
CRD 331828 · SEC 802-131185
MANHASSET, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARAVALLI CAPITAL MANAGEMENT LP
CRD 327861 · SEC 801-128721
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARAX ADVISORY PARTNERS
CRD 133535 · SEC 801-67165
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARBITER PARTNERS
CRD 156290 · SEC 801-72164
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARBOR REALTY COLLATERAL MANAGEMENT, LLC
CRD 163425 · SEC 801-76146
UNIONDALE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARC CAPITAL MANAGEMENT LLC
CRD 337561 · SEC 802-133904
GARDEN CITY, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARC24 MANAGEMENT, LP
CRD 331983 · SEC 801-134619
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARCADIA INVESTMENT PARTNERS
CRD 161426 · SEC 801-74268
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARCADIA WEALTH MANAGEMENT
CRD 165504 · SEC 801-77175
SMITHTOWN, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARCH GLOBAL ADVISORS, LLC
CRD 297397 · SEC 801-113519
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARCHETYPE MANAGEMENT LLC
CRD 316144 · SEC 802-122381
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARDIAN
CRD 121326 · SEC 801-63098
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026