Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 202 ms

Reported as registered
TOP TIER CAPITAL PARTNERS, LLC
CRD 144546 · SEC 801-68178
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TOPEL & DISTASI WEALTH MANAGEMENT, LLC
CRD 285538 · SEC 801-120715
BERKELEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TOPTURN CAPITAL, LLC
CRD 151464 · SEC 801-70572
CARMEL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TORCH KEY ASSET MANAGEMENT, LLC
CRD 341509 · SEC 802-136295
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TORONADO PARTNERS LLC
CRD 283612 · SEC 801-116870
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TORREN MANAGEMENT, LLC
CRD 329263 · SEC 801-129410
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TORREY GROWTH & INCOME ADVISORS, LLC
CRD 139940 · SEC 801-66611
DEL MAR, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TORREY WEALTH, LLC
CRD 310688 · SEC 801-124794
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TORREY-PAYNE WEALTH MANAGEMENT
CRD 336703 · SEC 801-133740
PASADENA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TORREYANA CAPITAL
CRD 329075 · SEC 801-129175
LA JOLLA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TORTUGA ADVISERS LLC
CRD 137514 · SEC 801-64857
SIMI VALLEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TORTUGA WEALTH MANAGEMENT
CRD 153737 · SEC 801-124715
TORRANCE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TOTAL WEALTH SERVICES, LLC
CRD 331833 · SEC 801-130563
WESTLAKE VILLAGE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TOTAL WEALTH SOLUTIONS
CRD 327794 · SEC 801-136043
LOS ALTOS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TOWERPOINT WEALTH, LLC
CRD 288593 · SEC 801-110596
SACRAMENTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TOWNELEY CAPITAL MANAGEMENT, INC.
CRD 169863 · SEC 801-78957
LAGUNA HILLS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TOYOTA VENTURES
CRD 299431 · SEC 802-114666
LOS ALTOS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRAN CAPITAL MANAGEMENT, L.P.
CRD 107049 · SEC 801-9747
SAN RAFAEL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TRANSCEND MANAGEMENT, LLC
CRD 308595 · SEC 802-118834
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TRANSFORM CAPITAL
CRD 318152 · SEC 802-136010
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026