Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

23,622 sourced firms · query 471 ms

Exempt Reporting Adviser
B CAPITAL
CRD 287986 · SEC 802-110185
MANHATTAN BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
B-FLEXION FUND MANAGEMENT (IRELAND) LIMITED
CRD 331555 · SEC 802-130567
DUBLIN 2
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
B-FLEXION FUND MANAGEMENT (JERSEY) LIMITED
CRD 318197 · SEC 802-123196
ST. HELIER
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
B. RILEY VENTURE CAPITAL, LLC
CRD 332565 · SEC 802-131796
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
B. RILEY WEALTH ADVISORS, INC.
CRD 115927 · SEC 801-64837
MEMPHIS, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
B. RILEY WEALTH PRIVATE SHARES
CRD 315851 · SEC 801-122228
MEMPHIS, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
B.A. ROBERTS FINANCIAL SERVICES, INC.
CRD 289856 · SEC 801-112254
MARQUETTE, MI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
B.A. SCHROCK WEALTH MANAGEMENT
CRD 304694 · SEC 801-127681
WADSWORTH, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
B.B. GRAHAM & COMPANY, INC.
CRD 41533 · SEC 801-106968
ORANGE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
B.O.S.S. RETIREMENT ADVISORS, LLC
CRD 171143 · SEC 801-117974
LEHI, UT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
B.U. ITALY S.R.L.
CRD 336361 · SEC 802-133817
MILAN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
B&C FINANCIAL ADVISORS
CRD 110295 · SEC 801-55533
PONTE VEDRA BEACH, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
B3 WEALTH STRATEGIES
CRD 300689 · SEC 801-116893
BELLEVUE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
B37 VENTURES
CRD 318814 · SEC 802-123502
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BABB WEALTH ADVISORS LLC
CRD 298347 · SEC 801-125695
FLAGSTAFF, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAC CAPITAL ADVISORS LLC
CRD 116816 · SEC 801-60832
SEATTLE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BACCHUS CAPITAL MANAGEMENT, LLC
CRD 162551 · SEC 802-75023
NY, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BACH OPTION LIMITED
CRD 281358 · SEC 802-106990
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BACK END CAPITAL ADVISORS LLC
CRD 305037 · SEC 802-132531
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BACKBONE PLANNING PARTNERS LLC
CRD 326699 · SEC 801-128212
LAS VEGAS, NV
Source release August 3, 2026 · retrieved August 18, 2026