Reported as registered
RMWC
CRD 147359 · SEC 801-71710
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
3,152 sourced firms · query 230 ms
Exempt Reporting Adviser
ROARING BROOK HOLDINGS LLC
CRD 333337 · SEC 802-131475
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROBECO INSTITUTIONAL ASSET MANAGEMENT US INC
CRD 107367 · SEC 801-54142
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROBOTTI & COMPANY ADVISORS, LLC
CRD 128093 · SEC 801-60314
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROC360 ADVISORS LLC
CRD 326954 · SEC 801-128209
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROCHESTER INVESTMENTS
CRD 306782 · SEC 801-119583
ROCHESTER, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROCK HARBOR PARTNERS LLC
CRD 322545 · SEC 801-127611
LARCHMONT, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROCKBRIDGE INVESTMENT MANAGEMENT, LLC
CRD 115754 · SEC 801-60639
SYRACUSE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROCKEFELLER CAPITAL MANAGEMENT
CRD 294197 · SEC 801-113009
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROCKEFELLER CAPITAL MANAGEMENT
CRD 291361 · SEC 801-114033
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ROCKEFELLER FOUNDATION IMPACT INVESTMENT MANAGEMENT, LLC
CRD 304102 · SEC 802-116735
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROCKFORD TOWER ASSET MANAGEMENT, L.L.C.
CRD 342499 · SEC 801-136409
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROCKLINE WEALTH MANAGEMENT LLC
CRD 324004 · SEC 801-127867
ISLIP TERRACE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROCKWOOD CAPITAL, LLC
CRD 156663 · SEC 801-73731
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ROHA GROUP INC.
CRD 305119 · SEC 802-117608
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROKOS CAPITAL MANAGEMENT (US) LP
CRD 306046 · SEC 801-119331
NEW YORK CITY, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROMARK CREDIT ADVISORS LP
CRD 298909 · SEC 801-114216
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RONIN EQUITY PARTNERS LLC
CRD 310679 · SEC 801-126214
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROOM40 CAPITAL LLC
CRD 322436 · SEC 801-133994
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROOSEVELT MANAGEMENT COMPANY LLC
CRD 161605 · SEC 801-73754
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026