Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 221 ms

Reported as registered
TRIGUARD MANAGEMENT LLC
CRD 159472 · SEC 801-73747
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRILINC ADVISORS, LLC
CRD 166194 · SEC 801-106816
MANHATTAN BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRILINC GLOBAL ADVISORS, LLC
CRD 285161 · SEC 801-108382
MANHATTAN BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRILLIUM INVESTMENTS
CRD 300353 · SEC 801-132408
EMERYVILLE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRILOGY CAPITAL, INC.
CRD 281597 · SEC 801-106922
IRVINE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRIMER CAPITAL MANAGEMENT LP
CRD 319428 · SEC 801-124772
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRINITY ALPS CAPITAL
CRD 287741 · SEC 801-117657
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRINITY CAPITAL MANAGEMENT, LLC
CRD 143097 · SEC 801-67581
SANTA BARBARA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRIPACIFIC CAPITAL ADVISORS, LLC
CRD 142121 · SEC 801-67311
IRVINE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRIPLEPOINT ADVISERS LLC
CRD 168948 · SEC 801-78757
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRITON PACIFIC HEALTHCARE PARTNERS, LLC
CRD 329737 · SEC 801-130209
SAN JUAN CAPISTRANO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TRIUM VENTURES GP I, LLC
CRD 322206 · SEC 802-126055
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRIVANT CUSTOM PORTFOLIO GROUP LLC
CRD 129803 · SEC 801-117351
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRUE LINK FINANCIAL ADVISORS
CRD 281870 · SEC 801-114179
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TRUE VENTURES
CRD 162586 · SEC 802-76139
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRUE WAVE WEALTH PLANNERS
CRD 130163 · SEC 801-112737
SACRAMENTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TRUE WEST MANAGEMENT COMPANY, LLC
CRD 160825 · SEC 802-112633
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRUE WIND CAPITAL MANAGEMENT, L.P.
CRD 281109 · SEC 801-107575
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRUELINK CAPITAL MANAGEMENT, LLC
CRD 323910 · SEC 801-126925
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TRYPERION
CRD 286384 · SEC 802-122975
BEVERLY HILLS, CA
Source release August 3, 2026 · retrieved August 18, 2026