Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 221 ms

Reported as registered
ROOTED PLANNING GROUP
CRD 284120 · SEC 801-112546
CORNING, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROSCI LAMB, LLC
CRD 337278 · SEC 801-133777
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROSCOMMON ANALYTICS LLC
CRD 332346 · SEC 801-131038
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROSE SMART GROWTH INVESTMENT ADVISORS, LLC
CRD 161271 · SEC 801-73867
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROSECLIFF CAPITAL ADVISORY LLC
CRD 305951 · SEC 801-119344
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROSECLIFF VENTURE MANAGEMENT, LLC
CRD 300188 · SEC 801-118994
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ROSEMONT EQUITY INVESTMENT FUND GP LLC
CRD 327298 · SEC 802-128637
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROTHSCHILD CAPITAL PARTNERS
CRD 161688 · SEC 801-73843
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROUNDHILL INVESTMENTS
CRD 300799 · SEC 801-114971
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROYALTY PHARMA MANAGER, LLC
CRD 334982 · SEC 801-132132
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROYALTY PHARMA SUB-MANAGER, LLC
CRD 335070 · SEC 801-132133
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROYCE INVESTMENT PARTNERS
CRD 107689 · SEC 801-8268
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ROZARIO GLOBAL MANAGEMENT LLC
CRD 340320 · SEC 802-135317
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RP MANAGEMENT, LLC
CRD 161569 · SEC 801-74235
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RPM CAPITAL PARTNERS, LLC
CRD 160913 · SEC 801-73800
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
RRE VENTURES
CRD 163937 · SEC 802-76596
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
RS ADVISORY GROUP, LLC
CRD 319533 · SEC 802-124760
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
RSV MANAGEMENT, LLC
CRD 297656 · SEC 802-113626
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
RTP GLOBAL MANAGEMENT LLC
CRD 314073 · SEC 802-121099
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RTW INVESTMENTS LP
CRD 153232 · SEC 801-78183
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026