Reported as registered
BAKER ELLIS ASSET MANAGEMENT LLC
CRD 121802 · SEC 801-61479
VANCOUVER, WA
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
23,622 sourced firms · query 490 ms
Reported as registered
BAKER STREET ADVISORS, LLC
CRD 128066 · SEC 801-62370
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAKER TILLY WEALTH MANAGEMENT, LLC
CRD 167811 · SEC 801-119352
MADISON, WI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAKERAVENUE
CRD 132657 · SEC 801-63576
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BALANCE CASH MANAGEMENT INC.
CRD 333867 · SEC 801-131620
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BALANCE LEGAL CAPITAL LLP
CRD 309176 · SEC 802-118849
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BALANCE POINT CAPITAL ADVISORS, LLC
CRD 264789 · SEC 801-103476
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BALANCE WEALTH
CRD 329589 · SEC 801-131997
WORTHINGTON, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BALANCED FINANCIAL PLANNING, INC.
CRD 128161 · SEC 801-121980
OVERLAND PARK, KS
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BALANCED ROCK INVESTMENT ADVISORS
CRD 157424 · SEC 801-128479
ROSLINDALE, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BALANCED WEALTH GROUP LLC
CRD 328007 · SEC 801-128997
WESTLAKE, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BALANCED WEALTH MANAGEMENT, LLC.
CRD 174699 · SEC 801-135800
EAST GREENWICH, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BALANZ
CRD 322263 · SEC 801-126818
CORAL GABLES, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BALBEC CAPITAL MANAGEMENT LP
CRD 284363 · SEC 801-108741
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BALBOA WEALTH PARTNERS, INC.
CRD 282329 · SEC 801-107029
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BALCH HILL CAPITAL
CRD 113209 · SEC 801-113714
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BALDERTON CAPITAL
CRD 160323 · SEC 802-75619
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BALDWIN INVESTMENT MANAGEMENT, LLC
CRD 108922 · SEC 801-56558
WEST CONSHOHOCKEN, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BALDWIN WEALTH PARTNERS, LLC
CRD 105343 · SEC 801-15418
MARION, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BALEEN CAPITAL MANAGEMENT LLC
CRD 311438 · SEC 801-122235
LAS VEGAS, NV
Source release August 3, 2026 · retrieved August 18, 2026