Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 214 ms

Reported as registered
UNISON INVESTMENT MANAGEMENT, LLC
CRD 150893 · SEC 801-109979
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
UNITY ANGELS MANAGEMENT INC.
CRD 340424 · SEC 802-135354
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UNITY WEALTH PARTNERS
CRD 316222 · SEC 801-130370
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
UNUSUAL VENTURES
CRD 297551 · SEC 802-117742
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
UP PARTNERS MANAGEMENT COMPANY, LLC
CRD 309765 · SEC 802-119238
SANTA MONICA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UPFRONT VENTURES
CRD 175144 · SEC 801-122759
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
UPI MANAGEMENT, LLC
CRD 175182 · SEC 802-110275
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
UPRISING MANAGEMENT, LLC
CRD 174730 · SEC 802-80971
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
UPSIDE PARTNERSHIP
CRD 172594 · SEC 802-131765
MILL VALLEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
UPWELLING CAPITAL GROUP LLC
CRD 164653 · SEC 802-132842
DAVIS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
UPWEST LABS MANAGEMENT, LLC
CRD 297392 · SEC 802-113644
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
URBAN INNOVATION MANAGEMENT LLC
CRD 325983 · SEC 802-127778
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
URBAN INVESTMENT ADVISORS
CRD 222524 · SEC 801-103474
MILL VALLEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
URSA FUND MANAGEMENT LLC
CRD 283363 · SEC 801-110698
DANVILLE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
USCF ADVISERS
CRD 171962 · SEC 801-79985
WALNUT CREEK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
UTA VENTURES CAPITAL PARTNERS INVESTMENT MANAGER LLC
CRD 309978 · SEC 802-119253
BEVERLY HILLS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VALEAS CAPITAL PARTNERS
CRD 317369 · SEC 801-123517
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VALIANT CAPITAL MANAGEMENT, L.P.
CRD 158071 · SEC 801-73911
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VALIDEX GLOBAL INVESTING
CRD 166575 · SEC 801-78236
IRVINE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VALIDUS CAPITAL LLC
CRD 319212 · SEC 801-123487
EL SEGUNDO, CA
Source release August 3, 2026 · retrieved August 18, 2026