Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 228 ms

Reported as registered
SANDGLASS CAPITAL ADVISORS LLC
CRD 299418 · SEC 801-118603
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SANDHILL INVESTMENT MANAGEMENT
CRD 129800 · SEC 801-63194
BUFFALO, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SANDLER CAPITAL MANAGEMENT
CRD 109856 · SEC 801-31177
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SANDTON CAPITAL PARTNERS, LP
CRD 160364 · SEC 801-73961
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAPERSTON LEGACY ADVISORS, INC.
CRD 105849 · SEC 801-121038
HAMBURG, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SARATOGA INVESTMENT ADVISORS, LLC
CRD 153060 · SEC 801-71176
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SARATOGA MANAGEMENT COMPANY LLC
CRD 161822 · SEC 801-80356
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SARAZA MANAGEMENT LP
CRD 317572 · SEC 801-123373
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SASSICAIA CAPITAL ADVISERS LLC
CRD 286385 · SEC 802-108905
JERICHO, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SATOVSKY ASSET MANAGEMENT LLC
CRD 143519 · SEC 801-68060
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAUBERAN & COMPANY, LLC
CRD 106317 · SEC 801-38553
LOCKPORT, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAVANNA INVESTMENT MANAGEMENT LLC
CRD 158770 · SEC 801-74329
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAVVY
CRD 318493 · SEC 801-123656
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAVVY LABS INC
CRD 322453 · SEC 801-126540
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAW MILL CAPITAL L.L.C.
CRD 156472 · SEC 801-73432
BRIARCLIFF MANOR, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SAXON WEBER FUNDS
CRD 340981 · SEC 802-135662
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAYBROOK CAPITAL CORP
CRD 107679 · SEC 801-35487
SAG HARBOR, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SC MANAGEMENT LLC
CRD 311359 · SEC 801-128411
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SCALEBUILDER, LLC
CRD 313276 · SEC 801-126334
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SCHAFER CULLEN CAPITAL MANAGEMENT INC
CRD 105799 · SEC 801-18407
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026