Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 344 ms

Reported as registered
SERENITY CAPITAL ADVISORS INC.
CRD 332396 · SEC 801-134172
PITTSFORD, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SERONE CAPITAL MANAGEMENT LLC
CRD 338114 · SEC 801-135110
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SESSA CAPITAL
CRD 166403 · SEC 801-79501
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SESTANTE CAPITAL LLC
CRD 314470 · SEC 802-122038
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SETPOINT CAPITAL
CRD 328702 · SEC 801-129911
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SETTANNI FINANCIAL LLC
CRD 298989 · SEC 801-114219
ARMONK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SEVA GROWTH LP
CRD 328067 · SEC 802-128967
BROOKLYN, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SEVEN BRIDGES ADVISORS LLC
CRD 158722 · SEC 801-72689
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SEVEN GRAND MANAGERS LLC
CRD 310026 · SEC 801-126147
BRONXVILLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SEVEN HILLS CAPITAL MANAGEMENT, LLC
CRD 342528 · SEC 802-136422
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SEVEN MILE CAPITAL PARTNERS, LP
CRD 162881 · SEC 802-119464
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SEVEN SIX CAPITAL MANAGEMENT, LLC
CRD 299257 · SEC 801-133906
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SEYMOUR ASSET MANAGEMENT LLC
CRD 291768 · SEC 801-123229
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SFW CAPITAL PARTNERS LP
CRD 160561 · SEC 801-75316
RYE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SGA CAPITAL LLC
CRD 340789 · SEC 802-135511
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SGI PARTNERS
CRD 324921 · SEC 802-127440
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SGROI WEALTH ADVISORY GROUP LLC
CRD 289764 · SEC 801-112067
WEST SENECA, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHADE TREE ADVISORS LLC
CRD 289905 · SEC 801-111885
SARATOGA SPRINGS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
SHADOWBOX LOGISTICS
CRD 342272 · SEC 801-136630
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHANNON RIVER FUND MANAGEMENT, LLC
CRD 161538 · SEC 801-73444
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026