Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 170 ms

Exempt Reporting Adviser
ATINC, LLC
CRD 312506 · SEC 802-130091
LOS ALTOS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATLAS CAPITAL ADVISORS INC.
CRD 127036 · SEC 801-66544
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATLAS LEGACY ADVISORS LLC
CRD 329888 · SEC 801-129575
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ATLAS PEAK CAPITAL
CRD 168627 · SEC 802-80409
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ATOMIC PARTNERS CONSULTING LLC
CRD 343879 · SEC 802-137201
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATOMIC VAULTS ADVISORS LLC
CRD 330278 · SEC 801-131014
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATS WEALTH MANAGEMENT
CRD 137705 · SEC 801-119682
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATTENTIVE INVESTMENTS, LLC
CRD 315478 · SEC 801-121822
STOCKTON, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATWATER CAPITAL, LLC
CRD 299075 · SEC 801-121164
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AUDACIOUS MANAGEMENT COMPANY, LLC
CRD 312217 · SEC 802-121032
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUDENT GLOBAL ASSET MANAGEMENT, LLC
CRD 308166 · SEC 801-118707
WEST HOLLYWOOD, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AUGNITION GLOBAL INVESTORS
CRD 343526 · SEC 802-137061
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AULIS CAPITAL US ADVISOR, LLC
CRD 341217 · SEC 802-135857
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AURORA CAPITAL PARTNERS MANAGEMENT VI L.P.
CRD 304605 · SEC 801-123044
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AURORA WEALTH ADVISORS
CRD 322947 · SEC 801-127171
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AURUM EP GP LLC
CRD 337707 · SEC 802-134123
PLEASANTON, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AURUM PARTNERS LLC
CRD 328902 · SEC 802-129070
SANTA CLARA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AURUM VP GP LLC
CRD 343097 · SEC 802-136742
PLEASANTON, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUSPICIOUS FINANCIAL PLANNING, LLC
CRD 297962 · SEC 801-113980
SAN RAMON, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUTHENTIC VENTURES INVESTMENT MANAGER, LLC
CRD 304938 · SEC 801-130740
OAKLAND, CA
Source release August 3, 2026 · retrieved August 18, 2026