Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

589 sourced firms · query 70 ms

Reported as registered
HARRISON STREET PRIVATE WEALTH LLC
CRD 143857 · SEC 801-72298
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HARRISWILLIAMS LLC
CRD 342308 · SEC 802-136308
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HAVEN FIDUCIARY RETURNS LTD
CRD 340126 · SEC 802-135221
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HEIRLOOM WEALTH MANAGEMENT LLC
CRD 292277 · SEC 801-112707
GREENWOOD VILLAGE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HELIOS CLIMATE VENTURES, LLC
CRD 319615 · SEC 802-130094
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HELIOS WEALTH MANAGEMENT LTD
CRD 340014 · SEC 802-135152
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HELM INVESTMENT MANAGEMENT, LLC
CRD 141773 · SEC 801-67176
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HEVORX INVESTMENT ADVISORS LLC
CRD 342246 · SEC 802-136276
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HFG ADVISORS
CRD 113511 · SEC 801-135030
GREENWOOD VILLAGE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HIGGINS & SCHMIDT WEALTH STRATEGIES LLC
CRD 286063 · SEC 801-119622
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HIGHPASS ASSET MANAGEMENT LLC
CRD 159535 · SEC 801-118255
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HINCHLEY ADVISORY GROUP, LLC
CRD 157860 · SEC 801-130374
CENTENNIAL, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HINDS FINANCIAL GROUP INC
CRD 129971 · SEC 801-62684
LAKEWOOD, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HOFFMANN HERMANSON
CRD 130484 · SEC 801-131662
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HORIZON WEALTH
CRD 333752 · SEC 801-134662
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HYPERX FOUNDATION LTD
CRD 336782 · SEC 802-133016
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HYXCEL ASSET MANAGEMENT INC.
CRD 341265 · SEC 802-135756
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
IBEX INVESTORS LLC
CRD 126496 · SEC 801-108035
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ICLOSER LTD.
CRD 338976 · SEC 802-134747
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ICON ADVISERS, INC.
CRD 108268 · SEC 801-38868
GREENWOOD VILLAGE, CO
Source release August 3, 2026 · retrieved August 18, 2026