Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

325 sourced firms · query 63 ms

Reported as registered
RELIANT INVESTMENT PARTNERS, LLC
CRD 297369 · SEC 801-113515
PINEHURST, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RIDGELINE WEALTH ADVISORS, LLC.
CRD 284843 · SEC 801-130251
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RIDGEMONT PARTNERS MANAGEMENT, LLC
CRD 157421 · SEC 801-73313
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ROAN HFH, LP
CRD 336443 · SEC 802-134479
MOUNT HOLLY, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SABER CAPITAL MANAGEMENT LLC
CRD 166103 · SEC 801-126289
FUQUAY VARINA, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAFE HARBOR FAMILY CAPITAL, LLC
CRD 317547 · SEC 801-122963
CHAPEL HILL, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SALEM INVESTMENT COUNSELORS INC
CRD 104855 · SEC 801-14487
WINSTON SALEM, NC
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SALEM INVESTMENT PARTNERS
CRD 325193 · SEC 802-127668
GREENSBORO, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAPERE WEALTH MANAGEMENT, LLC
CRD 119598 · SEC 801-61056
MATTHEWS, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SCHOLAR FINANCIAL ADVISING, LLC
CRD 298968 · SEC 801-130382
WINSTON-SALEM, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SEMMAX FINANCIAL ADVISORS, INC.
CRD 144978 · SEC 801-110932
WINSTON-SALEM, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHAH CAPITAL MANAGEMENT
CRD 133941 · SEC 801-63881
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHARPVUE CAPITAL, LLC
CRD 304746 · SEC 801-117360
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHEETS SMITH WEALTH MANAGEMENT
CRD 105710 · SEC 801-31437
WINSTON SALEM, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHINING ROCK ADVISORS LLC
CRD 311295 · SEC 801-124819
ASHEVILLE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SILVERBACK ASSET MANAGEMENT, LLC
CRD 141407 · SEC 801-67159
DURHAM, NC
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SJF MANAGEMENT LLC
CRD 163253 · SEC 802-76435
DURHAM, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SLEDGE AND COMPANY WEALTH ADVISORS
CRD 336314 · SEC 801-132809
HIGH POINT, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SLP WEALTH
CRD 325631 · SEC 801-127646
DURHAM, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SMITH PARTNERS WEALTH MANAGEMENT, LLC
CRD 112231 · SEC 801-120950
GREENSBORO, NC
Source release August 3, 2026 · retrieved August 18, 2026