Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

438 sourced firms · query 75 ms

Reported as registered
NEW HORIZONS WEALTH MANAGEMENT
CRD 328155 · SEC 801-128979
CEDAR KNOLLS, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEW VERNON CAPITAL
CRD 160231 · SEC 801-73445
MORRISTOWN, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NEWARK VENTURE PARTNERS
CRD 283302 · SEC 802-107515
NEWARK, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEWPORT CAPITAL GROUP, LLC
CRD 144442 · SEC 801-68323
RED BANK, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NITOR CAPITAL MANAGEMENT
CRD 173067 · SEC 801-136805
ENGLEWOOD CLIFFS, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NORTHSTAR ADVISORY GROUP, LLC
CRD 306850 · SEC 801-118179
NORTHFIELD, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NOVI WEALTH PARTNERS
CRD 166539 · SEC 801-77565
PRINCETON, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NPA ASSET MANAGEMENT, LLC
CRD 131534 · SEC 801-66006
FAIR LAWN, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NPPG PLAN PROFESSIONALS, LLC
CRD 324646 · SEC 801-127600
SHREWSBURY, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OAKBOURNE ADVISORS
CRD 129112 · SEC 801-121388
BERKELEY HEIGHTS, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OLESEN CAPITAL MANAGEMENT LLC
CRD 170638 · SEC 802-79332
JERSEY CITY, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OLIVER LUXXE ASSETS LLC
CRD 169588 · SEC 801-78786
GLADSTONE, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OM ADVISERS LP
CRD 309024 · SEC 801-119039
SUMMIT, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OMEGA CAPITAL MANAGEMENT, LLC
CRD 129167 · SEC 801-120681
FLANDERS, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OMNI 360 WEALTH, INC.
CRD 124878 · SEC 801-121387
PLAINSBORO, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONEPOINT BFG WEALTH PARTNERS
CRD 318366 · SEC 801-123232
PARSIPPANY, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONEX CREDIT ADVISOR, LLC
CRD 330076 · SEC 801-129604
ENGLEWOOD CLIFFS, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONEX CREDIT PARTNERS, LLC
CRD 138941 · SEC 801-65396
ENGLEWOOD CLIFFS, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OZE CAPITAL LLC
CRD 327276 · SEC 801-128773
FLORHAM PARK, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PALANTE WEALTH ADVISORS, LLC
CRD 175298 · SEC 801-135678
PENNINGTON, NJ
Source release August 3, 2026 · retrieved August 18, 2026