Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

264 sourced firms · query 64 ms

Reported as registered
TSW II CAPITAL ADVISORS, LLC
CRD 157380 · SEC 801-73369
CHATTANOOGA, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TVAMP, LLC
CRD 160321 · SEC 801-96325
KNOXVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TVV CAPITAL
CRD 163780 · SEC 801-113724
NASHVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TYNER CAPITAL MANAGEMENT INVESTMENT COUNSEL, INC.
CRD 113586 · SEC 801-61148
SIGNAL MOUNTAIN, TN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
UTXO MANAGEMENT GP, LLC
CRD 306365 · SEC 802-132958
NASHVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VALOR FINANCIAL SERVICES, LLC
CRD 309377 · SEC 801-119269
KNOXVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VALTRION CAPITAL MANAGEMENT, LLC
CRD 318048 · SEC 801-130820
FRANKLIN, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VALUES FIRST ADVISORS, INC.
CRD 148532 · SEC 801-70391
JOHNSON CITY, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VIRTUE CAPITAL MANAGEMENT, LLC
CRD 167816 · SEC 801-79938
BRENTWOOD, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VISIONARY HORIZONS, LLC
CRD 150483 · SEC 801-79890
KNOXVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
W ADVISORS LLC
CRD 168452 · SEC 801-78543
GERMANTOWN, TN
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
W.B. EDWARDS & CO.
CRD 343080 · SEC 801-136688
KNOXVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WADDELL & ASSOCIATES, LLC
CRD 283723 · SEC 801-107784
MEMPHIS, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WALNUT GROVE CAPITAL PARTNERS, LP
CRD 300721 · SEC 801-126320
MEMPHIS, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTH PRESERVATION ADVISORS, LLC
CRD 167518 · SEC 801-77997
CHATTANOOGA, TN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WEST BROW CAPITAL MANAGEMENT, LLC
CRD 335438 · SEC 802-132951
CHATTANOOGA, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WHISTLER CAPITAL PARTNERS LLC
CRD 316528 · SEC 801-122402
NASHVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC.
CRD 105959 · SEC 801-31084
MEMPHIS, TN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WINHALL MANAGEMENT COMPANY LLC
CRD 333430 · SEC 802-131891
NASHVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WITT FINANCIAL GROUP, LLC
CRD 156462 · SEC 801-134720
CROSSVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026