Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

306 sourced firms · query 64 ms

Reported as registered
SELKIRK WEALTH ADVISORS, LLC
CRD 173605 · SEC 801-123621
SPOKANE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SENESCHAL FAMILY OFFICE
CRD 131618 · SEC 801-100396
TACOMA, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHAREBUILDER 401K
CRD 300537 · SEC 801-115195
SEATTLE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SIGNIA CAPITAL MANAGEMENT
CRD 121505 · SEC 801-134770
SPOKANE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SILVER CREEK ADVISORY PARTNERS LLC
CRD 156667 · SEC 801-72925
SEATTLE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SILVER CREEK CAPITAL MANAGEMENT LLC
CRD 122966 · SEC 801-63574
SEATTLE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SKYLINE ADVISORS, INC.
CRD 188511 · SEC 801-94175
BELLINGHAM, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SLOY DAHL & HOLST HOLDINGS, INC
CRD 310107 · SEC 801-136392
VANCOUVER, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SLOY, DAHL & HOLST, LLC
CRD 110102 · SEC 801-31712
VANCOUVER, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SMART PORTFOLIOS, LLC
CRD 131342 · SEC 801-67772
LAKE FOREST PARK, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SNIDER FINANCIAL GROUP
CRD 117392 · SEC 801-69025
BELLEVUE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SNR VENTURES
CRD 282706 · SEC 802-126596
SEATTLE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SONATA CAPITAL GROUP INC
CRD 111277 · SEC 801-57515
SEATTLE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOUNDPATH RETIREMENT STRATEGIES, LLC
CRD 315590 · SEC 801-134649
BELLEVUE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOUNDVIEW ADVISORS
CRD 114437 · SEC 801-68960
OLYMPIA, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SPG ADVISORS LLC
CRD 284496 · SEC 801-118756
KIRKLAND, WA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SPRINGROCK MANAGEMENT
CRD 310447 · SEC 802-119561
SEATTLE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STAPP WEALTH MANAGEMENT, PLLC
CRD 116553 · SEC 801-123102
OLYMPIA, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STEELHEAD PARTNERS, LLC
CRD 116569 · SEC 801-65393
SEATTLE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC
CRD 330611 · SEC 801-134171
SPOKANE, WA
Source release August 3, 2026 · retrieved August 18, 2026