Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1003 ms

Exempt Reporting Adviser
ACE REDPOINT MANAGEMENT COMPANY, LTD.
CRD 288086 · SEC 802-110335
SHANGHAI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ACE WEALTH MANAGEMENT LLC
CRD 286354
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ACEEDA WEALTH MANAGEMENT, INC.
CRD 334893
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ACELA CAPITAL MANAGEMENT, LLC
CRD 153444
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ACELERADORA 500 LUCHADORES S.A., DE C.V.
CRD 292514 · SEC 802-112803
CUIDAD DE MEXICO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ACENTRUS FINANCIAL PARTNERS LLC
CRD 174473
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ACEQUIA CAPITAL MANAGEMENT LLC
CRD 176533 · SEC 802-96204
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ACER TREE INVESTMENT MANAGEMENT LLP
CRD 322248 · SEC 802-127555
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ACHIEVABLE WEALTH, LLC
CRD 284763
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ACI WEALTH ADVISORS
CRD 155494
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ACION PARTNERS LIMITED
CRD 174299 · SEC 802-118388
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACKER FINLEY ASSET MANAGEMENT USA INC.
CRD 110888 · SEC 801-56769
TORONTO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACKERMAN ASSET MANAGEMENT, LLC
CRD 137958 · SEC 801-114891
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACME JACK WEALTH MANAGEMENT
CRD 330120 · SEC 801-129888
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ACORN FINANCIAL PLANNING
CRD 168249
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ACPE SERVICES S.A.
CRD 167069 · SEC 802-77830
MONTEVIDEO
Source release August 3, 2026 · retrieved August 18, 2026