Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 308 ms

Exempt Reporting Adviser
WAVE CAPITAL
CRD 299004 · SEC 802-121804
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WAVE DIGITAL ASSETS LLC
CRD 305726 · SEC 801-121282
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WAVERLEY CAPITAL MANAGEMENT, LLC
CRD 296514 · SEC 802-120817
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WAVERLEY WEALTH MANAGEMENT LLC
CRD 156023 · SEC 801-123471
MOUNTAIN VIEW, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WCEP MANAGEMENT LLC
CRD 316664 · SEC 802-122879
SAN CARLOS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WCM INVESTMENT MANAGEMENT
CRD 104702 · SEC 801-11916
LAGUNA BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WE ALLIANCE WEALTH ADVISORS, INC.
CRD 175405 · SEC 801-113406
ROSEVILLE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WE FINANCIAL GROUP
CRD 298549 · SEC 801-131895
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTH ANALYTICS PARTNERS, LLC
CRD 140115 · SEC 801-66566
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTH ARCHITECTS, LLC
CRD 135373 · SEC 801-64313
MOUNTAIN VIEW, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTH COMPASS FINANCIAL, INC.
CRD 290139 · SEC 801-134778
CARLSBAD, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTH SCRIPT ADVISORS
CRD 334760 · SEC 801-136787
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTH TEAMS ALLIANCE
CRD 168907 · SEC 801-122977
IRVINE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTHFRONT ADVISERS LLC
CRD 148456 · SEC 801-69766
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTHFRONT STRATEGIES LLC
CRD 289148 · SEC 801-111023
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTHGUARD ADVISORS, INC.
CRD 297192 · SEC 801-121183
PLACERVILLE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTHRISE FINANCIAL PLANNING, LLC
CRD 283764 · SEC 801-134557
CARLSBAD, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTHSPIRE RETIREMENT ADVISORY
CRD 121254 · SEC 801-66107
ALISO VIEJO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTHSPRING
CRD 322756 · SEC 801-126563
LONG BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTHVALUES, LLC
CRD 140004 · SEC 801-66449
REDWOOD CITY, CA
Source release August 3, 2026 · retrieved August 18, 2026