Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 201 ms

Exempt Reporting Adviser
SHARENETT INVESTMENT ADVISORS, LLC
CRD 307176 · SEC 802-118094
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
SHARPE ADVISORS, LLC
CRD 338664 · SEC 801-136227
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHELTER ROCK MANAGEMENT, LLC
CRD 142739 · SEC 801-77651
JERICHO, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHENKMAN CAPITAL MANAGEMENT, INC.
CRD 112192 · SEC 801-25180
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHERBORNE INVESTORS MANAGEMENT LP
CRD 160178 · SEC 801-73681
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SHERMAN STREET CAPITAL LLC
CRD 341170 · SEC 802-136121
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHIELD WEALTH ADVISORS
CRD 309538 · SEC 801-119094
WILLIAMSVILLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHIKHARA INVESTMENT MANAGEMENT LP
CRD 329963 · SEC 801-136497
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHIKIAR ASSET MANAGEMENT INC
CRD 107533 · SEC 801-44062
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SHINE CAPITAL
CRD 311659 · SEC 802-120015
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHOPE ADVISORS GROUP
CRD 144056 · SEC 801-123407
CAMILLUS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHUFRO, ROSE & CO., LLC
CRD 3403 · SEC 801-977
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHULMAN DEMEO ASSET MANAGEMENT, LLC
CRD 142897 · SEC 801-67835
LAKE SUCCESS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SIBILLA CAPITAL MANAGEMENT LLC
CRD 162720 · SEC 802-129167
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SICART ASSOCIATES, LLC
CRD 285275 · SEC 801-108418
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SIDELINE GROUP
CRD 337813 · SEC 802-134125
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SIDUS INVESTMENT MANAGEMENT, LLC
CRD 160406 · SEC 801-73584
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SIEBERT ADVISORNXT, LLC.
CRD 288572 · SEC 801-110718
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SIERRA CREST INVESTMENT MANAGEMENT LLC
CRD 300069 · SEC 801-114566
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SIGMOID MANAGEMENT
CRD 327127 · SEC 802-128538
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026