Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 195 ms

Reported as registered
WESTEND CAPITAL MANAGEMENT, LLC.
CRD 120545 · SEC 801-61128
SAUSALITO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WESTERLY CAPITAL MANAGEMENT LLC
CRD 140089 · SEC 801-126291
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WESTERN ASSET MANAGEMENT COMPANY
CRD 110441 · SEC 801-8162
PASADENA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WESTERN FINANCIAL CORPORATION
CRD 6118 · SEC 801-117841
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WESTERN STANDARD, LLC
CRD 147864 · SEC 801-108055
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WESTERN TECHNOLOGY INVESTMENT (WTI)
CRD 110429 · SEC 801-44806
PORTOLA VALLEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WESTHILL FINANCIAL ADVISORS, INC.
CRD 152506 · SEC 801-71005
SAN RAFAEL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WESTLAKE BIOPARTNERS, LLC
CRD 299325 · SEC 802-114322
WESTLAKE VILLAGE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WESTLY CAPITAL MANAGEMENT III, L.L.C.
CRD 285571 · SEC 802-131872
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WESTMOUNT PARTNERS, LLC
CRD 158857 · SEC 801-72739
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WESTPARK CAPITAL, INC.
CRD 39914 · SEC 801-108275
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WESTSHORE WEALTH
CRD 283843 · SEC 801-108664
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WESTSIDE INVESTMENT MANAGEMENT, LLC
CRD 154522 · SEC 801-71762
SANTA MONICA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WESTWAVE CAPITAL LLC
CRD 290174 · SEC 802-111952
REDWOOD CITY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WESTWOOD WEALTH MANAGEMENT
CRD 290658 · SEC 801-121572
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WFA OF SAN DIEGO
CRD 307404 · SEC 801-118131
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WHELAN FINANCIAL
CRD 107227 · SEC 801-40071
FRESNO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WHITE OAK GLOBAL ADVISORS, LLC
CRD 149659 · SEC 801-70433
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WHITMAN/PETERSON, LLC
CRD 296087 · SEC 801-119061
WESTLAKE VILLAGE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WHITTIER ADVISORS, LLC
CRD 318024 · SEC 801-126237
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026