Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 292 ms

Reported as registered
SLATE PATH CAPITAL LP
CRD 164751 · SEC 801-77052
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SLATE PROPERTY GROUP
CRD 332260 · SEC 802-131680
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SLG CAPITAL MANAGEMENT LLC
CRD 331370 · SEC 801-130358
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SLOAN ADVISORY GROUP, INC.
CRD 284325 · SEC 801-108115
GLENS FALLS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SLR CAPITAL PARTNERS, LLC
CRD 146106 · SEC 801-68710
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
SLR SECURED LENDING PARTNERS, LLC
CRD 343062 · SEC 801-136840
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SM INVESTORS
CRD 155549 · SEC 801-72307
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SMA CAPITAL LLC
CRD 335168 · SEC 801-132287
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SMALL WORLD CAPITAL
CRD 342104 · SEC 802-137198
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SMARTASSET
CRD 307375 · SEC 801-118374
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
SMBC ASSET MANAGEMENT, INC.
CRD 109691 · SEC 801-136399
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SMITH AFFILIATED CAPITAL CORP.
CRD 107675 · SEC 801-17037
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SNOW PHIPPS GROUP, LLC
CRD 158024 · SEC 801-73712
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SNOWDEN CAPITAL ADVISORS LLC
CRD 157299 · SEC 801-72332
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SNOWHAWK LP
CRD 325176 · SEC 801-129076
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SNYDER WEALTH GROUP
CRD 106425 · SEC 801-38888
MEDFORD, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOCHA FINANCIAL GROUP, LLC
CRD 299263 · SEC 801-114654
CORNING, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SOHRA PEAK INVESTMENT MANAGEMENT LLC
CRD 338819 · SEC 802-134825
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SOJA VENTURES MANAGEMENT LLC
CRD 343195 · SEC 802-137162
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SOLARI CAPITAL MANAGEMENT LLC
CRD 343312 · SEC 802-137011
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026