Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 201 ms

Exempt Reporting Adviser
WI HARPER GROUP INC
CRD 161665 · SEC 802-75113
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WIL, LLC
CRD 170737 · SEC 801-124771
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WILDCAT VENTURE PARTNERS, LLC
CRD 288146 · SEC 802-110437
SAN MATEO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WILLIAM O'NEIL + COMPANY
CRD 152620 · SEC 801-120403
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC
CRD 324173 · SEC 801-128269
WESTLAKE VILLAGE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WILLNER & HELLER LLC
CRD 135406 · SEC 801-112631
ENCINO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WILLOW CREEK FINANCIAL
CRD 285670 · SEC 801-108776
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WILLOW CREEK WEALTH MANAGEMENT, INC.
CRD 109240 · SEC 801-56562
SEBASTOPOL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WILLOW GROVE ADVISORS, LLC
CRD 151993 · SEC 801-117042
BERKELEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WILSEY ASSET MANAGEMENT INCORPORATED
CRD 130482 · SEC 801-70297
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WILSHIRE
CRD 6210 · SEC 801-36233
SANTA MONICA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WILSHIRE FINANCE PARTNERS, INC.
CRD 169269 · SEC 802-78782
IRVINE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WILSHIRE LANE CAPITAL
CRD 318873 · SEC 802-130120
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WILSHIRE LANE PARTNERS LLC
CRD 315143 · SEC 802-121681
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WILSHIRE QUINN CAPITAL, INC.
CRD 148012 · SEC 801-127734
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WIMMER ASSOCIATES LLC
CRD 125243 · SEC 801-62730
PASADENA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WINDJAMMER CAPITAL INVESTORS
CRD 160396 · SEC 801-73502
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WINDWARD CAPITAL MANAGEMENT CO
CRD 106908 · SEC 801-50819
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WING
CRD 333826 · SEC 801-131883
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WING VENTURE PARTNERS
CRD 168461 · SEC 802-78496
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026