Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 343 ms

Exempt Reporting Adviser
SOLERA CAPITAL
CRD 160330 · SEC 802-134483
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SOMAR CAPITAL MANAGEMENT, LP
CRD 284135 · SEC 802-108052
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SONA ASSET MANAGEMENT (US) LLC
CRD 291738 · SEC 801-112410
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SONAMU GROUP LP
CRD 324293 · SEC 802-127115
CHATHAM, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SONE CAPITAL MANAGEMENT, LLC
CRD 331656 · SEC 801-130664
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOPHIS INVESTMENTS LLC
CRD 170391 · SEC 801-114611
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOROBAN CAPITAL PARTNERS LP
CRD 157360 · SEC 801-73573
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOUND POINT CAPITAL MANAGEMENT, LP
CRD 157479 · SEC 801-72515
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOUND POINT CLO C-MOA, LLC
CRD 293256 · SEC 801-114824
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLC
CRD 311808 · SEC 801-120570
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOUND POINT LUNA LLC
CRD 128132 · SEC 801-62330
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOUND POINT MERIDIAN MANAGEMENT COMPANY LLC
CRD 329887 · SEC 801-129702
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOUNDCORE CAPITAL PARTNERS, LLC
CRD 288749 · SEC 801-113701
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOUNDCORE CAPITAL PARTNERS, LP
CRD 331288 · SEC 801-131044
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOUTH STREET ADVISORS, LLC
CRD 112326 · SEC 801-55383
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOUTHPOINT CAPITAL ADVISORS LP
CRD 161754 · SEC 801-74264
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOVEREIGN ASSET MANAGEMENT
CRD 285103 · SEC 801-112498
AMHERST, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOVIERO ASSET MANAGEMENT, LP
CRD 298418 · SEC 801-121898
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SP CAPITAL PARTNERS, LLC
CRD 297220 · SEC 802-113499
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SPACE CAPITAL
CRD 287867 · SEC 801-134626
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026